Capital Market Supervisory Board No. TorThor. 8/2551 Re: Rules, Conditions and Procedures relating to Applying for and Permission of Establishing Branch Offices of Securities Company dated 2 April 2008; (2
Notification: (1) “fund” means an infrastructure fund; (2) “management company” means a securities company holding a license to manage mutual funds; (3) “infrastructure asset” means: (a) the ownership of, the
this Notification: (1) “ fund ” means an infrastructure fund; (2) “ management company ” means a securities company holding a license to manage mutual funds; (3) “ infrastructure asset ” means: (a) the
to derivatives exchanges. Part 4 Definitions ______________ Clause 6 In this Notification: “derivatives exchange” means any licensed derivatives exchange according to the Law on Derivatives
Protection Policy applies to the business operators who have been licensed by the SEC Office, the market professionals who have been approved by the SEC Office, other persons approved by the SEC Office, as
licensed to undertake securities business established under other laws, or the person with power of management of securities company possess any prohibited characteristics prescribed under Part 1, such
Policy applies to the business operators who have been licensed by the SEC Office, the market professionals who have been approved by the SEC Office, other persons approved by the SEC Office, as well as
Bonds Denominated in Foreign Currency in the Kingdom of Thailand (No. 15) dated 6 March 2017. Clause 3 In this Notification: "Thai entity" means the following businesses under Thai law: (1) a company