a securities company licensed to undertake securities business in the category of mutual fund management. “foreign exchange” means [i] a juristic person established under foreign law which offers
licensed to undertake securities business in the category of underwriting, including any selling agent; (6) “ patron ’ means a person who patronises the issuer, for instance, clients, suppliers, employees of
public limited company; (4) “conglomerate company” means a parent company and a subsidiary company; (5) “underwriter” means a securities company licensed to undertake securities business in the category of
company; (4) “conglomerate company” means a parent company and a subsidiary company; (5) “underwriter” means a securities company licensed to undertake securities business in the category of underwriting
securities company licensed to undertake securities business in the category of securities underwriting; (5) “executive” means a manager or an employee holding the position of department manager or higher who
company licensed to undertake securities business in the category of investment advisory service; “person with power of management” means a person responsible for a line of work relating to investment
securities business in the category of mutual fund management; “private fund management company” means a securities company licensed to undertake securities business in the category of private fund management
licensed to undertake securities business in the category of mutual fund management; “private fund management company” means a securities company licensed to undertake securities business in the category of
” means any mutual fund management company and private fund management company; “Mutual fund management company” means any securities company licensed to undertake securities business in the category of
; “Management company” means any mutual fund management company and private fund management company; “Mutual fund management company” means any securities company licensed to undertake securities business in the