personnel. The SEC also proposed to emphasize significance of ?compliance officer? by requiring LBDU licensee and derivatives broker appoint at least a compliance officer with specified qualifications.The
ลงทุนในต่างประเทศมากขึ้น ซึ่ง ธปท. ได้พิจารณาอนุญาตแล้วก.ล.ต. จึงจะออกหลักเกณฑ์กำหนดให้ตัวแทนซื้อขายสัญญาซื้อขายล่วงหน้า (derivatives broker) ต้องมีระบบงานรองรับการให้บริการแก่ผู้ลงทุนรายย่อยที่ลงทุนใน
? futures trading orders through an account linked to him at another broker for his personal gain. This caused financial damages to his clients. His actions were in violation of Sections 145(3) and (4) of
. 16/2551 Re: Granting of Approval for Undertaking Derivatives Business in the Category of Derivatives Broker Limited to Gold Derivatives _____________ By virtue of Section 9 and the third paragraph of
and Exchange Commission No. KorKhor. 16/2551 Re: Granting of Approval for Undertaking Derivatives Business in the Category of Derivatives Broker Limited to Gold Derivatives _____________ By virtue of
lower long term borrowing from debt repayment and lower spectrum payable and lease liability. Interest-bearing debt stood at Bt116,749mn, decreasing by -8.2%. Total equity was at Bt88,278mn, decreasing
: - Loss from operating before changing in operating asset and liability of Baht 2.4 million - Trade and other receivables increased by Baht 7.1 million - Inventory increased by Baht 2.8 million - Trade and
activity , net cash used Baht 13.4 million has essence transaction as follows: - Loss from operating before changing in operating asset and liability of Baht -12.5 million - Trade and other receivables
(decrease) Consolidate financial statement TOTAL ASSET 1,185.22 1,214.62 (29.4 ) (2.42%) TOTAL LIABILITY 701.72 668.88 32.8 4.91% TOTAL SHAREHOLDERS' EQUITY 483.50 545.74 (62.2 ) (11.40%) STATEMENT OF
from the company business. In addition, the Company also had loan from financial institution in the year 2018 amounting to 12.00 THB mn. The non-current liability included lease liability, deferred