the guideline for the merger of Agricultural Exchange on 30 December 2014 consisted of one or more original shareholders who aggregately held at least twenty-five percent of the total voting rights of
million baht at the head office for at least one year as from the closing date in a manner that the offeror would be able to promptly present to the SEC Office upon request. Clause 4 The issuer of
evidentiary documentation or information supporting the reason for allocating shares to any person in the value more than 100 million baht at the head office for at least one year as from the closing date in a
documentation or information supporting the reason for allocating shares to any person in the value more than 100 million baht at the head office for at least one year as from the closing date in a manner that
short sale; (4) collect the information and evidence of each client in a separate folder which shall be updated on a regular basis; (5) review the client’s limit under (1) at least once a year or upon any
)( other evidentiary documentation as specified in the Licensing Manual for the Public. Clause 5 The application for a license under Clause 3 shall contain at least the following particulars: (1) the
the Public. Clause 5 The application for a license under Clause 3 shall contain at least the following particulars: (1) the submission date; (2) name and location of the applicant; (3) name, work
comprising of, at least, the following particulars: (1) organisational structure of the company; (2) availability of competent personnel; (3) fund management operation system; (4) internal control system
following regulations: Clause 1. The management company shall, in undertaking of fund management business, arrange to have an operating system which is comprising of, at least, the following particulars: (1
least, the following particulars: (1) organisational structure of the company; (2) availability of competent personnel; (3) fund management operation system; (4) internal control system. Clause 2. The