investigation against the Defendant’s properties and it has been found that the Defendant does not currently engage in any business whatsoever and is in the progress of bankruptcy proceeding with the debtor. 1.2
ตั้งขึ้นเฉพาะกิจ เชน กองทุนเพื่อแกไขปญหาในระบบสถาบันการเงิน เปนตน 2 Principle 8 states that the regulator should have comprehensive inspection, investigation and surveillance powers. Principle 9
Following an inspection report from KBANK, a limited broker dealer and underwriter (LBDU) licensee, and the SEC’s further investigation, it was found that some employees of the bank, who acted as
According to the referral from the Stock Exchange of Thailand (SET) and the SEC’s further investigation, Warot and Jeeranan, former EY assistant auditors, were involved in irregular securities and
who are members of the Exchange or foreign exchange, as the case may be. (2) the license fee for securities brokerage outside the Exchange or foreign exchange shall be at the rate of 0.001 percent of
ตบิุคคล Juristic (Thailand) registered in Thailand - นิตบิุคคลในประเทศไทยไม่มเีลขทะเบยีนนิตบิุคคล Juristic (Thailand) registered outside of Thailand - นิตบิุคคลตา่งประเทศ Juristic (Foreign) 3. กรอกขอ้มูลนิต
the licensees who are members of the Exchange or foreign exchange, as the case may be. (2) the license fee for securities brokerage outside the Exchange or foreign exchange shall be at the rate of 0.001
. Criteria: Net tangible Asset Financial Source for Loan Repayment The financial source of the Company to repay GJS’s loan comes from its working capital and/ or new funding from outside source which is
Company to repay Link Capital I’s loan comes from its working capital and/ or new funding from outside source which is currently in process. The company expects such loan can be repaid within November 15