Bangkok, February 25, 2015 ? The SEC suspended {A}, a capital market investment consultant of Kasikorn Securities Plc. for obtaining authorization to make derivatives and securities trading decisions
Bangkok, January 7, 2015 - The SEC suspended {A}, a capital market investment consultant of Kasikorn Securities PLC., for failure to keep complete record of the derivatives trading orders.From a
ก.ล.ต. และสมาคม ซีเอฟเอ ไทยแลนด์ ร่วมกับ CFA Institute, New York, USA จัดประชุมระดับนานาชาติ Thailand Investment Conference ในวันที่ 5 ตุลาคม 2555 ณ โรงแรมคอนราด กรุงเทพ ในงานนี้ผู้เชี่ยวชาญด้าน
Bangkok, December 21, 2011 - The SEC Board agreed in principle to allow offer for sale of foreign Collective Investment Scheme ("CIS") to non-retail investor in Thailand in accordance with the 2010
In line with the SEC’s initiative to refine the definitions of institutional investors and the investment capital used in assessing financial standing for more appropriateness, the SEC Board has
accommodate advancements in financial technology. Coupled with growing interest from the business sector in establishing mutual funds that leverage blockchain technology as an alternative investment option
perform duties or provide services with honesty and good faith. Specifically, (1) he requested and used client’s mutual fund trading account to conduct investment transactions in mutual funds under the
Real Estate Investment Trust (REIT) | Initial Public Offering | Offering Date - 11/12/2014 - 19/12/2014