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SEC to allow offering foreign Collective Investment Scheme to non-retail investor

Bangkok, December 21, 2011 - The SEC Board agreed in principle to allow offer for sale of foreign Collective Investment Scheme ("CIS") to non-retail investor in Thailand in accordance with the 2010

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=4543

หลักธรรมาภิบาลการลงทุน สำหรับผู้ลงทุนสถาบัน (Investment Governance Code: I Code)

https://www.sec.or.th/TH/Pages/PB_Detail.aspx?SECID=322

SEC Public Hearing on Proposed Amendment to the Fund’s Investment Reports

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=488

SEC Thailand’s public hearing on the draft regulation of risk disclosure related to cryptocurrency investment

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=873

SEC Thailand’s public hearing on the proposed amendments to investment rule for Thai mutual fund

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=909

SEC public hearing on proposed amendments to PVD Act to enhance oversight efficiency and investment flexibility

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=953

SEC public hearing on a proposed revision to the Knowledge Refresher Criteria for investment analysts

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=1057

Investor Alert : TikTok account "investment.002" impersonates "Siam Global House Plc."

TikTok account "investment.002" impersonates "Siam Global House Plc." : Unlicensed securities and derivatives business (Disclosure Date : 29/11/2024)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=3070&CaseYY=2567

Investor Alert : Line "Pattanalin" "HSHsocial ฮั่วเซ่งเฮง" and Website "http://investment-chartindex.com"

Line "Pattanalin" "HSHsocial ฮั่วเซ่งเฮง" and Website "http://investment-chartindex.com" : Unlicensed securities and derivatives business (Disclosure Date : 21/10/2025)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=3358&CaseYY=2568

Investor Alert : Facebook Page "Zcom investment" impersonates "GMO-Z com Securities (Thailand) Plc."

Facebook Page "Zcom investment" impersonates "GMO-Z com Securities (Thailand) Plc." : Unlicensed securities and derivatives business (Disclosure Date : 08/11/2024)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=2592&CaseYY=2567