Business B.E. 2551 (2008) 14 16/07/2008 01/08/2008 4. Notification of the Securities and Exchange Commission KorKhor 6/2551 Determination of Paid-Up Registered Capital of Person Applying for Securities
Securities Business B.E. 2551 (2008) 14 16/07/2008 01/08/2008 4. Notification of the Securities and Exchange Commission KorKhor 6/2551 Determination of Paid-Up Registered Capital of Person Applying for
Business B.E. 2551 (2008) 14 16/07/2008 01/08/2008 4. Notification of the Securities and Exchange Commission KorKhor 6/2551 Determination of Paid-Up Registered Capital of Person Applying for Securities
Capital dated 5 June 2014 shall be repealed. Clause 3 In this Notification: “ intermediary ” means an intermediar y engaging in the business of investment advisory service or derivatives advisory service
Capital dated 5 June 2014 shall be repealed. Clause 3 In this Notification: “intermediary” means an intermediary engaging in the business of investment advisory service or derivatives advisory service which
Commission No. Kor Thor 12/2559 Re: Maintenance of Net Capital (No. 6) dated 14 December 2016 . Clause 2 In this Notification: “ net capital ” means the liquid capital deducted by risk haircuts ; “ liquid
. Kor Thor 12/2559 Re: Maintenance of Net Capital (No. 6) dated 14 December 2016. Clause 2 In this Notification: “net capital” means the liquid capital deducted by risk haircuts; “liquid capital” means
. Kor Thor 12/2559 Re: Maintenance of Net Capital (No. 6) dated 14 December 2016. Clause 2 In this Notification: “net capital” means the liquid capital deducted by risk haircuts; “liquid capital” means
with the Notification of the Securities and Exchange Commission regarding Determination of Types of Financial Services of Person Approved to Participate in Regulatory Sandbox to Experiment and Develop
(1) may be proceeded through a derivatives business operator approved by the SEC or registered with the SEC Office or through a person granted an approval in accordance with the Notification of the