://www.sec.or.th/EN/Documents/Auditor/documentation.doc Section 96 of the following manners, for which the SEC shall specify the paid-up registered capital of at least one hundred million baht: (1) Keeping the

· Checklists https://www.sec.or.th/EN/Documents/Auditor/documentation.doc Section 96 of the following manners, for which the SEC shall specify the paid-up registered capital of at least one hundred million baht

firm to perform duty as local intermediary in Thailand ( issued by Qualifying CIS Operator ) [ ] 6. Evidence on the appointment of a local representative in Thailand as the agent of the Qualifying CIS

of a brokerage firm to perform duty as local intermediary in Thailand (issued by Qualifying CIS Operator) [ ] 6. Evidence on the appointment of a local representative in Thailand as the agent of the

Following a referral from the Stock Exchange of Thailand (SET) in 2023 and the SEC’s further investigation, the findings and evidence indicated that during 3 – 14 November 2022, before the inside

advices about securities investment or securities investment analysis in the following cases: (1) Provide service for the institutional client where the securities company appoint a person who make a

rules. A Securities company may appoint any person who is not an investor contact to contact, solicit, or give any advices about securities investment or securities investment analysis in the following

Notification shall come into force from the day following the date of its publication in the Government Gazette except Clause 16 shall come into force from 1 January 2002. (see note attached hereto) Clause 2

Meeting of the Board of Directors, in absence of the connected person who did not vote on this transaction, upon consideration, approved the Company providing a 30% discount to the water tariffs for the Koh

, with trust and confidence in order https://www.sec.or.th/TH/Documents/ActandRoyalEnactment/Act/translate-trustact.doc Translation established under following Notifications: (1) Notification of the