but with permission to provide services only to institutional investors. Its public solicitation was therefore considered unlicensed derivatives business. This case is under consideration of the public

Financial (NZ) Ltd. had been registered with the SEC as derivatives dealer but with permission to provide services only to institutional investors. Its public solicitation was therefore considered unlicensed

the notification of the SEC for 4 days. In this regard, BO did not keep the assets in its cold wallets, digital wallets connected to the internet when conducting transactions only, in the proportion

wallets connected to the internet when conducting transactions only, in the proportion specified in the notification of the SEC. This case is under consideration of the public prosecutor. DAB Act S.30

connected to the internet when conducting transactions only (cold wallet) less than 90 percent of the customer's total digital asset value and did not deposit customers' digital assets with digital

ตราสาร 3.ขาย 6.รายงานการไถ่ถอน/ใช้สิทธิ 4.รายงานผลการขาย พร้อมแบบ Feature** 5.ไถ่ถอน/ใช้สิทธิ ภายใน 15 วนันบัแตว่นัปิดการเสนอขาย หมายเหตุ: P* : ส่ง hard copy เฉพาะหนา้รบัรองความถกูตอ้ง Online : ส่งขอ้มลู

event will feature a keynote address on the topic, “Policy Choice for Regulating Digital Asset Industry” by Professor Douglas Arner, Kerry Holdings Professor in Law, the University of Hong Kong, and a

, and assessment of impairment indicators, etc. TFAC will feature examples of each guideline and other related matters on YouTube in due course. SEC Secretary-General Ruenvadee Suwanmongkol said

Bangkok, November 21, 2013 ? SEC has reintroduced mobile application ?start-to-invest III?, providing asset allocation feature to assess risks and expected returns, and channel to a variety of

Debt Securities – only the latest report will be shown. FOR Short-term Debt Securities, the following CONDITION will be applied: IF ISSUER IS NOT specified, duration can be selected only "ONE-MONTH