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The United States Embassy to Thailand, led by a diplomatic delegation, met with executives from the Thai Securities and Exchange Commission (SEC) to discuss business opportunities in Thailand’s

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=11356

SEC files a criminal complaint against OKX platform provider and nine supporters for operating digital asset exchange business without license

Based on a referral and the SEC’s further investigation, it was found that on 15 October 2021 OKX provided services for a digital asset trading system, facilitating the trading and exchange of

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=11645

SEC files a criminal complaint against XT .COM platform provider for operating digital asset exchange business without license

According to the SEC’s findings, XT .COM has provided a digital asset trading system to facilitate trading and exchange of digital assets while charging fees. Additionally, it has promoted and

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=11658

ก.ล.ต. เปิดรับฟังความเห็นเกี่ยวกับการปรับปรุงหลักเกณฑ์ของศูนย์ซื้อขายสินทรัพย์ดิจิทัล (Exchange Rules)

ตามที่คณะกรรมการ ก.ล.ต. มีมติเห็นชอบการปรับปรุงประกาศเกี่ยวกับหลักเกณฑ์ของศูนย์ซื้อขายสินทรัพย์ดิจิทัล (Exchange Rules) และการให้ความเห็นชอบแล้วนั้น ก.ล.ต. จึงเปิดรับฟังความคิดเห็นต่อหลักการดัง

https://www.sec.or.th/TH/Pages/News_Detail.aspx?SECID=10923

The Constitutional Court rules the Securities and Exchange Act is constitutional; SEC reaffirms commitment to enforcing legal authority

Exchange Act B.E. 2535 (1992) (SEA) and the imposition of the statute of limitations for criminal cases on civil lawsuits in order to enforce civil sanctions under Section 317/13 of the SEA are not contrary

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10939

SEC public hearing on proposed amendments to the Securities and Exchange Act to accommodate electronic securities issuance

The Draft aims to improve legal provisions to be more suitable for the current situation, as well as to accommodate future technological advancements. It also ensures the legal effects of electronic securities issuance together with proper supervision, considering the practicality relating to electronic securities such as transfer and delivery, registry, and the use as collateral and its enforceability. This also includes the provisions that authorize the relevant authority to set standards to e...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10804

SEC and AIB exchange views on promoting the roles of foreign banks in the Thai capital market

Mrs. Pornanong Budsaratragoon, Secretary-General of the Securities and Exchange Commission (SEC), welcomed the delegation of the Association of International Banks (AIB) led by Mrs. Somlak Tinmanee

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10231

SEC files a criminal complaint against two entities allegedly involved in CoinEx unlicensed operation of digital asset exchange

According to the SEC’s findings, CoinEx platform provided services as a digital asset exchange to facilitate trading and exchange of digital assets for a fee. It also solicited and advertised

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=11117

ก.ล.ต. ร่วมกับ World Bank จัดงานสัมมนาออนไลน์ภายใต้แนวคิด Sustainable Exchange Development Series (SEEDS) in ASEAN

สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) ร่วมกับธนาคารโลก (World Bank) จัดงานสัมมนาออนไลน์ภายใต้แนวคิด Sustainable Exchange Development Series (SEEDS) in ASEAN เพื่อผลักดันการนำ

https://www.sec.or.th/TH/Pages/News_Detail.aspx?SECID=9253