sanctions determined by the Civil Sanction Committee, the SEC therefore requested the public prosecutor in writing to file a lawsuit against {A} in the Civil Court, pressing for civil sanctions with the
of Section 246 resulted from failure to file the reports for nine transactions. Accordingly, a four-month imprisonment was imposed on each offence totaling 36-month imprisonment which was then reduced
and adverse conclusion along with 2012 financial statements due to limitation on scope of audit imposed by its management. PRO is required to file with the SEC and publicly disclose the rectified and
a fine on him in the amount of 5,420,324 baht.In addition, Sermkhun did not file with the SEC the reports on changes of his CMO shareholding within the specified period of time despite the fact that
determined prior to the placement date, however, listed companies must file an application for approval along with a draft notice calling for shareholders? meeting with the SEC for consideration and review of
failure to perform duties responsibly, carefully and honestly under Section 307, Section 308, Section 311, Section 312 and Section 313 and Paragraph 2 of Section 281/2 in conjunction with Section 89/7 file
แฟ้มข้อความ AMC03.TXT ผ่านระบบ Provident Fund and Private Fund Reporting System (PARS) 3. ข้อมูลในแฟ้มข้อความ (text file) แต่ละ field กำหนดให้ใช้ “|”(delimiter)เป็นตัวแบ่ง และใน field ใดที่ ไม่มีข้อมูล
กัทรัพย์ ผ่านระบบคราวด์ฟันดิง ตาม “แบบ CFD-portal” โดยจัดส่งในรูปของ MS Word file หรือ PDF file หรือ Excel file และส่งมาท่ี e-mail fintech@sec.or.th ภายใน 15 วันของเดือนถัดไปนับแต่วันส้ินไตรมาส 4. ขั้นตอนการ
holders have already been required to file every five percent report and disclosed on SEC or SET websites. The revised issues with a view to providing investors with more information include:(1) Extension
of the Board of Directors The Board of Directors deems it appropriate to approve the entry into by the Company of the Transaction and has the opinion that the entry into the Transaction is reasonable