the request together with accurate and complete evidentiary documentation to the SEC Office before the submission period ends. If the SEC Office views that the request for the waiver is reasonable and

requirements and the allocation of minimum hours tailored to the experience and types of IA;              (2)  To continue the requirement to complete no less than 15 hours of training or participation in

applicant submits a complete application and required documents;  (2) Reducing a ban period for reapplying in the case where the application is withdrawn by the applicant, from six to three months;  (3

accordance with the regulations governing Sustainable and Responsible Investing Fund (SRI Fund). Investors could check the list of Thailand ESG Fund upon their complete registration with the SEC via this

revisions to the information disclosure rules pertaining to sustainability-themed bonds to ensure that investors have accurate and complete information for decision-making, and to increase the credibility

unitholders, and deposit assets, etc. The collection, disposal and allocation of REIT assets shall be deemed complete after the liquidator has distributed the funds or assets, along with copies of documents

reviewed the request and determined that JKN is in a position to complete the rectification of the financial statements within the second extension period. Moreover, financial statements constitute

provided in the account opening process of new clients. In this regard, the information provided must be accurate, complete, up-to-date, and clearly separated from other information. In case of significant

, and proceeding with lawsuits etc. The collection, disposal and distribution of REIT assets will be considered complete when the money or assets have been distributed to the trust unitholders together

records of investors’ assets under custody of the business operators must be accurate, complete and updated while the assets must be properly protected from relevant risks. In September 2021, the SEC