SEC organizes an annual seminar on “Understanding the Thai Capital Market 2023” Department 1Ms. Aim-on Akkawutikrai, (left), Assistant Director of Enforcement Department 1Mr. Kris Tontipiromya, Director
Ms. Jomkwan Kongsakul, Deputy Secretary-General of the Securities and Exchange Commission (SEC), together with Mr. Manpong Senanarong, President of Thai Digital Assets Exchange Company Limited (TDX
the users updated on important news and the latest developments such as investor alerts, quality evaluation results of listed company annual general shareholders’ meetings conducted by the Thai
regulators to make a strong contribution to the successful implementation of cross-border equity offering and DR with the aim of allowing issuers from both Cambodia and Thailand to list or make an offer of
same asset management company to give investors an overall background for decision making. In other words, the disclosure should not only cover the list of funds that have successfully hit the trigger
knowledge among the public; and (6) enhancing SEC efficiency to attain sustainable growth and drive the success of policy implementation. Rapee added that the plan will aim to establish a foundation with
performance in Q3/2019 has been confirmed the new record of quarterly net profit and in line with the business target of the Company. The Company still have a positive expectation and aim to achieve a new
executive in a securities issuing company or a securities company, as summarized below: (1) Atthavut shall pay a civil penalty, a compensation at an equal amount to the benefit received or
, reimbursement of investigative expenses incurred by the SEC, suspension of trading in securities or derivatives contracts, and bar from serving as a director or executive in a securities issuing company or a
) unrated bonds and (2) non-retail mutual funds that invest in unrated or non-investment grade debt instruments without limit on the investment proportion. The resolutions aim to provide those seeking to