; - a bar from serving as a director or executive in a securities issuing company between 05/10/2027 and 04/08/2029 - a bar from serving as a
executive in a securities issuing company between 05/08/2029 and 04/01/2031 - a bar from serving as a director or executive in a securities company between 05/08/2029 and 04
- a suspension of securities and derivatives trading between 20/12/2027 and 04/09/2028 - a bar from serving as a director or executive
; - a bar from serving as a director or executive in a securities issuing company between 05/08/2029 and 04/01/2031 - a bar from serving as a director or
persons Note: 1 Mr. Hideki Wakabayashi is the Chairman of the Board of Directors of AEONTS and the Director of AFS 2 Mr. Kunio Kawamura is the Executive Director of AEONTS and the Chairman of the Board and
Office of the Securities and Exchange Commission Guidelines for Application and Approval for Appointment of Person to be Director and Executive of Derivatives Business Operator B.E. 2553 (2010) 01/02
Intermediary 03/06/2014 01/07/2014 7. Notification of the Office of the Securities and Exchange Commission Guidelines for Application and Approval for Appointment of Person to be Director and Executive of
caused by the declining service revenues and the higher costs of service provision. The SEC’s further investigation revealed that during 8 October 2019 - 4 November 2019, Penprapa – wife of an SQ executive