Office’s approval is obtained. Clause 11. In cases where the liquidator fails to complete the liquidation within the period specified in Clause 10, the liquidator shall submit to the Office the request for
Office’s approval is obtained. Clause 11. In cases where the liquidator fails to complete the liquidation within the period specified in Clause 10, the liquidator shall submit to the Office the request for
income decreased by 2.5%. The main reason was from lower sale volume approx. 5.0% due to the government’s request for cooperation from operators in industrial estates to reduce their water usage by 10.0
have the investment units of a public offering listed on the Stock Exchange of Thailand as well; (8) restrictions on the allocation and transfer of investment units (if any); (9) request for the
offeror [CIS operator] may request a waiver in a written form to the SEC Office before the submission period ends whereby the offeror [CIS operator] shall clarify reasons for such waiver and specify the
normally operate responsibly in accordance with the aforesaid social responsibility principles, the Company may choose to disclose herein the CSR initiatives already implemented. The Company is encouraged to
. Division 2 Outsourcing Non-central Utility Function ______________________________ Clause 14 In case of outsourcing non-central utility function, an intermediary shall select a service provider who has the
Outsourcing Non-central Utility Function ______________________________ 6 Clause 14 In case of outsourcing non-central utility function, an intermediary shall select a service provider who has the
upon request. Chapter 3 Custody of Clients’ Assets Clause 17 A securities company shall segregate assets under its custody as assets of clients in not less than the following amount: (1) Money: the
and documents shall be stored, during the first two years, in a manner that enables prompt access for review by the SEC Office upon request. Chapter 3 Custody of Clients’ Assets Clause 17 A securities