the Government Gazette and have become effective since 16 April 2024. ____________________Remark: * The five notifications specifying the amended regulations are: (1) Notification of the Capital
(1) and the prohibited characteristics of personnel in the capital market business under Clause 31(1) of the Notification of the Capital Market Supervisory Board No. Tor Lor Thor. 8/2557 Re: Rules
failure to perform duties or give services with loyalty, responsibility and deliberation as a professional in contravention to the Notification of the Capital Market Supervisory Board.* SEC has therefore
and expectation without having supporting information or documents to back up his claim were in contravention of the Notification of the Capital Market Supervisory Board*. The SEC therefore suspended
and deliberation as a professional. His misconduct was in violation of the Notification of the Capital Market Supervisory Board*. The SEC therefore suspended his approval as securities investment
/9265p_r.pdf. ** The Notification of the Capital Market Supervisory Board No. Tor Nor. 38/2562 Re: Rules, Conditions and Procedures for Establishment and Management of Infrastructure Fund, dated 25 April
) 17/01/2005 01/03/2005 3. Notification of Capital Market Supervisory Board 3/2555 (Synopsis) 18/01/2012 01/04/2012 4. Notification of Capital Market Supervisory Board TorThor/Nor/Khor 37
B.E. 2546 18 03/07/2003 06/01/2004 2. Notification of the Securities and Exchange Commission KorThor. 26/2560 Determination of Paid-Up Registered Capital of Licensed Operators to Undertake