Home Regulator’s jurisdiction ( issued by Home Regulator ) [ ] 3. Evidence on the appointment of a brokerage firm to perform duty as local intermediary in Thailand ( issued by CIS Operator ) [ ] 4
under the law of Home Regulator’s jurisdiction (issued by Home Regulator) [ ] 3. Evidence on the appointment of a brokerage firm to perform duty as local intermediary in Thailand (issued by CIS Operator
between the firm, principals or staff or their family members and the audit client or its affiliates? e.g. joint ventures, joint property interests etc. 2 https://www.sec.or.th/TH/Documents/Auditor/QAQR-03
https://dividend.sec.or.th/stat-report/OFFER_DEBT_SHORT_EN.xlsx QAQR-04.xlsx /Guidance Notes Description 1 How is the firm dealing with the following (external issues): • challenge of real time systems
relationships between the firm, principals or staff or their family members and the audit client or its affiliates? e.g. joint ventures, joint property interests etc. 2 https://www.sec.or.th/TH/Documents/Auditor
trading transactions regularly. In case of doubtful authenthicity, investors should seek clarificatioin from the back office of such securities firm. It should be reminded also that money for trading
resulting from the assistance measures for debtors who affected from the COVID-19 crisis. Loss on impairment and disposal of assets foreclosed for the 3rd Quarter ended 30 September 2020 decreased 24.82% from
, especially electronic evidence which requires assistance from specialized agencies. Therefore, this cooperation between SEC and the https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8539 SEC grants a
. For further assistance, bondholders may contact the Business Reorganization Division, the Legal Execution Department at 0-2142-5201-13 and 0-2142-5217-25 or consult with the bondholders