providing services to clients with loyalty while applying knowledge and skills with discretion as professional. In the case of SKFM, SEC ordered the company, a small-sized asset management company whose
The SEC’s policy is to strengthen the oversight of digital asset business operators with a focus on continued quality development and investor protection reliability of such business operators. This
SEC Secretary-General Ruenvadee Suwanmongkol said “after the royal decree on digital asset businesses, B.E. 2561 came into force since 14 May 2018, it has attracted much interest from the public
digital asset business operators. In this regard, Mr. Mikalai Zahorski shall be liable to the civil penalties of the LLC Fair Expo company as a joint debtor. _________________________Remark:SEC News No. 242
On 15 August 2023, the SEC Board Meeting No. 13/2566 passed a resolution approving the principles for amending the Emergency Decree on Digital Asset Businesses to ensure that the supervision of
นางสาวรื่นวดี สุวรรณมงคล เลขาธิการ สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) กล่าวว่า “ก.ล.ต. เตรียมจัดงาน SEC Thailand International Digital Asset Webinar 2022 เพื่อเป็นเวทีแลก
สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) จัดงานสัมมนา “DIGITAL ASSET MARKET SURVEILLANCE MEETING” ภายใต้หัวข้อ “ลักษณะพฤติกรรมการส่งคำสั่งซื้อขายที่ไม่เหมาะสม และแนวทางในการตรวจ
device (an iris-scanning machine) located at various points, and several digital asset business operators are servicing these coins. Mr. Anek Yooyuen, SEC Deputy Secretary-General and Spokesperson
Previously, the SEC revised the criteria for determining persons deemed to be major shareholders of securities and digital asset business operators (“business operators”) requiring approval, with
The proposed revisions aim to allow digital asset business operators to provide derivatives services referencing digital assets* without the need to establish new legal entities. They also seek to