million Advance Prefab Company Limited Baht 9.59 million Baht 4.13 million Tastemaker Company Limited Baht 1.27 million Baht 0.74 million Total Baht 43.72 million Baht 29.83 million On the third quarter of
2/1: (1) providing a complete work system ready to undertake the business of investment advisory service approved by the Office, which includes an internal control system in respect of giving advice
capability and total exposure of each customer. Clause 25/1 Derivative broker shall keep all record according to the procedure in Clause 18, Clause 19and Clause 25 in complete and readily for the SEC Office to
derivatives business, both in document or electronic format, are accurate, complete, can be able to efficiently use within appropriate time, including having security system sufficient to prevent an access or
-five percent of the total shares with voting right; (o) a foreign investor of the same characteristics as those under (a) to (n) mutatis mutandis ; (5) “ retail client ” means a client other than
of the total shares with voting right; (o) a foreign investor of the same characteristics as those under (a) to (n) mutatis mutandis; (5) “retail client” means a client other than institutional clients
10% of the total number of voting shares of any juristic person. “executive” means a manager, the first four executives below the manager, and every person with a position equivalent to the fourth of
work experience and [ii] attend training courses or pass the examination of courses provided by the SEC Office or the organizations recognized by the SEC Office, as specified in the tables of