organizations, nor would it have any impact on the SEC’s consideration of the listed companies in the future. In this specific instance, the SEC considered listed companies’ support to gender equality, using
other persons to exercise their voting rights with a view to jointly control voting rights or business, providing that such persons have specific relationship or behavior as prescribed by CMSB. (Please
communicative value to the users of the report by providing a more informative and tailored reporting specific to clients? circumstances. This is in contrast with the present reporting approach consisting of
are essential and notably aimed at identifying specific target audience and groups in needs for dedicated financial education approaches such as micro and SMEs. Such national strategies should be based
จาก ผู้ออกตราสารหนี้มาเป็นผู้ที่เข้าทำสัญญารับความเสี่ยงด้าน credit risk ดังนั้น ในการคิดค่าความเสี่ยง position risk ด้าน specific risk (credit risk) ของเงินลงทุน บริษัทหลักทรัพย์จึงสามารถใช้ค่าความ
Specific Investors (as amended) (the “Tor Chor. 72/2558 Notification”). In this regard, the Allocation and Offering of the Newly Issued Ordinary Shares of the Company under the Debt to Equity Conversion
(quality control) (2) การวิเคราะห/์แนะน าการลงทุนในลักษณะเฉพาะเจาะจงแก่ผู้ลงทุนแต่ละราย (specific advice2) ผู้ให้บริการต้องมีกระบวนการเช่นเดียวกับข้อ (1) และต้องให้ค าแนะน าโดยพิจารณาถึง suitable advice (3
person incorporated under specific law. “subordinated bond” means an unsecured bond where the rights of the bondholders are prescribed to be subordinate to those of the ordinary creditors; “terms and
), to specific investors (Private Placement) and/or public offering. However, the share offering to specific investors (Private Placement) and public offering may give rise to a dilution effect on the