According to case referrals from the Stock Exchange of Thailand (SET) and the SEC’s further investigation, it was revealed that during the months of January – February and July-August 2018, the 15

media, it has been observed that the majority involve covertly using the SEC name and logo and the images of the SEC executives, relevant agencies and companies, and reputable individuals in the

conditions* for the following actions, which may be deemed as entering into a contract with any one or multiple creditors for the purpose of debt restructuring that has the characteristics of debt payment

Following a referral from the Stock Exchange of Thailand (SET) in 2023 and the SEC’s further investigation, the findings and evidence indicated that during 3 – 14 November 2022, before the inside

investment management business operators and related parties on ESG integration. The SEC hopes that the market participants will be able to apply the shared knowledge and the Principles for Responsible

development in Thailand. We support training on UNDP Business Call to Action Impact Lab, which can help to measure and manage impacts on businesses that incorporate SDGs into their operation, and

, (6) Miss Jaroonluck Kongkarien (later renamed Nittha), and (7) Mr. Veerawat Sukwara.  Following the auditor's report and the SEC's further investigation, it was found that from September 2015 to

information was disclosed to the public through the SET Information Transmission System on 30 May 2016. The SEC investigation also revealed that (7) Mr. Anurag Baheti, Senior Manager of PTL Finance and

minimum requirements for business operators and protect investors.?The SEC has also cooperated with the Bank of Thailand and the Office of Insurance Commission to build a supervisory linkage that ensures

this case also revealed that there were weaknesses in UBS?s internal control and compliance systems which failed to detect the irregularities in this matter which had continued for over nine months. The