responsible for securities dealing (front office) from work unit and personnel responsible for post-trade operation (back office). And shall arrange for the personnel responsible for securities dealing to

work unit and personnel responsible for proprietary trading. Clause 7. Securities company shall separate work unit and personnel responsible for securities dealing (front office) from work unit and

person who is authorized by a management company to have power to make decisions on investments for a fund; “Association” means any association relating to securities business, which has been approved by

any natural person who is authorized by a management company to have power to make decisions on investments for a fund; “Association” means any association relating to securities business, which has

by a management company to have power to make decisions on investments for a fund; “Association” means any association relating to securities business, which has been approved by and registered with

-office supporting function for instance, the structure of unit which deals with customer or submitting trading orders (front-office function) should be clearly separated from the unit which has duties in

-office supporting function for instance, the structure of unit which deals with customer or submitting trading orders (front- office function) should be clearly separated from the unit which has duties in

management company . Chapter 3 Power of the SEC Office regarding Issuance of Orders or Regulations ___________________ Clause 16 In addition to the specific provisions hereof, the SEC Office is empowered to

shall arrange for the SEC Office to inspect the operation and evidentiary documentation relating to doing duties of the representative as designated by the management company. 11 Chapter 3 Power of the

400,000 tons. In the meantime, the measurements to stimulate domestic consumption of palm oil were rarely impact; for example, cooperating with EGAT to purchase crude palm oil as fuel for power generation