intermediary shall maintain net capital in conforming to the rules as stipulated in the Notification of Securities and Exchange Commission on the issue thereof, as the case may be; (b) in case of a securities
issue Notifications prescribing detailed rules with respect to the matters specified in this Notification to ensure practical implementation and to enable the SEC Office to inspect such implementation
, the SEC Office is empowered to issue Notifications prescribing detailed rules with respect to the matters specified in this Notification to ensure practical implementation and to enable the SEC Office
and the regulation prescribed by the securities company under this notification. Clause 20/1 In addition to the provisions prescribed in this notification, the Office shall have the power to issue any
28 February 2005. (Translation) -8- Clause 20/1 In addition to the provisions prescribed in this notification, the Office shall have the power to issue any rules, conditions and procedures in details
. (Translation) -8- Clause 20/1 In addition to the provisions prescribed in this notification, the Office shall have the power to issue any rules, conditions and procedures in details concerning the provision of
accordance with this notification and its guidelines specified for implementation in accordance with this notification. Clause 28/1 Apart from stated in this, the SEC Office has the power to issue any specify
/1 17 Apart from stated in this, the SEC Office has the power to issue any specify details regarding the issues within this notification. This is to allow the clarification in practice and to allow the