undertaking of securities business without having obtained a license under Section 90 and subject to penalties under Section 289 of the Securities and Exchange act B.E. 2535 (1992), namely an imprisonment

The SEC reviewed the principles for overseeing bills issued as securities to ensure compliance with the intent of the Securities and Exchange Act B.E. 2535 (1992) and consistency with the current

On 6 February 2024, the Central Bankruptcy Court issued an order of total receivership of ALL. Pursuant to the Bankruptcy Act, B.E. 2483 (1940), the next step is for creditors to submit a request for

Corporation Public Company Limited (STARK), remains effective until the court orders otherwise pursuant to Section 267 of the Securities and Exchange Act B.E. 2535 (1992). The extension of the asset attachment

Laundering Act B.E. 2542 (1999). ______________________Remark: * SEC News Release No. 8/2024 published on 11 January 2024, headlined: “SEC imposes civil sanctions on nine offenders for manipulating NMG, EIC

in his capacity as the responsible person for the operation of Zipmex, which included ordering or acting and omitting to order or failing to act in any way that caused Zipmex to commit offenses in

report the disclosure of related information under Section 56 of the Securities and Exchange Act B.E. 2535 (1992) (SEA). Additionally, the rectified financial statements and the rectified reports must be

Section 281/10 in conjunction with Section 56(3)(4) of the Securities and Exchange Act B.E. 2535 (1992) (SEA), and subject to the penalties under Section 274, Paragraph 1, and Section 281/10 of the SEA. The

, Section 313 and Section 315 of the Securities and Exchange Act B.E. 2535 (1992), as the case may be. The SEC has therefore filed the criminal complaint against the two persons with the ECD for consideration

and Exchange Act B.E. 2535 (1992). Additionally, the company’s directors are required to carry out their duties with due care, responsibility, and integrity, including overseeing the company’s