Office shall have the power to prescribe rules, conditions and procedures in detail related to the matters specified in this Notification for clarity in practice and for the SEC Office’s examination of the
securities company in compliance with this Notification. Clause 22 In addition to those specifically prescribed, the SEC Office shall have the power to prescribe rules, conditions and procedures in detail
) having a clear action plan which demonstrates determination for providing services of trading investment units in the long run; (6) having sufficient readiness for providing services and ensuring that
services of trading investment units in the long run; (6) having sufficient readiness for providing services and ensuring that the services provided to investors complies with the regulations relating to
low price offerings remained in the market to address weak spending power. Enterprise non- mobile business grew 6% YoY. Demand for enterprise data service (EDS) started to recover after having been
……………………………….…….………. Detail of such incident ……………………. (attachment) (if any) O No (5) Was removed from office of director, manager or person with managing power of other securities company under section 144 or section 145 of
such incident ……………………. (attachment) (if any) O No (5) Was removed from office of director, manager or person with managing power of other securities company under section 144 or section 145 of the
and the regulation prescribed by the securities company under this notification. Clause 20/1 In addition to the provisions prescribed in this notification, the Office shall have the power to issue any
28 February 2005. (Translation) -8- Clause 20/1 In addition to the provisions prescribed in this notification, the Office shall have the power to issue any rules, conditions and procedures in details