program. The primary objective is to empower trainers with comprehensive knowledge, addressing the specific financial challenges of three target groups: (1) individuals with debts, (2) individuals

act as the loss buffer. The position risk calculation with respect to general market risk and specific risk for various investment including equities, debt instruments, and investment units will be

programs for specific client industries? 15 Do the https://www.sec.or.th/TH/Documents/Auditor/QAQR-06.xlsx Excel_Tool_Thailand_Taxonomy_ENG.xlsx thresholds. The rationale of determining these specific

AIRA Securities Public Company Limited's report and the SEC's further investigation, he was found to have given investment advice on specific securities at a seminar and via Line application based on his

to pass the test on basic knowledge, rules and regulations and knowledge on specific product which investor contact intends to be a seller. If intending to expand scope of duty to additional product

=540&rows=10 541 - 550 of 15,636 results Sort by: Relevance Date (Newest) Date (Oldest) Mutual Fund Prospectus - ASP-SMART7 : Asset Plus Smart Fund 7 ASSET PLUS FUND MANAGEMENT COMPANY LIMITED|Specific

Market Risk Specific Risk 58*ใชก้บัทัง้กรณีทีบ่รษัิทค านวณคา่ความเสีย่งแบบวธิ ีfixed haircut หรอื standardized approach ภาพรวม : คา่ความเสีย่งทีเ่กดิจากเงนิลงทนุ 2/14 หมายถงึ ความเสีย่งทีอ่าจเกดิขึน้จากการ

functions are performed for any third parties or for the trustee, securities companies, commercial banks or financial institutions established under specific law, and shall include the person performing duty

institution established under specific law. Additionally, [the term of “authorized management person”] also means a person who is a member of a committee performing duty relevant to business management of

Commission No. Kor Thor. 4/2557 Re: Ongoing Capital Adequacy of Some Specific Intermediaries dated 5 June 2014; (2) Notification of the Securities and Exchange Commission No. Kor Thor. 12/2560 Re: Ongoing