>1.2 กรณี Fund Manager กรณี Fund Manager กระทำผิด หรือกรณีที่บริษัทหลักทรัพย์จัดการกองทุนมีการกระทำผิดและสำนักงานพิจารณาแล้วเห็นว่า การกระทำผิดดังกล่าวเกิดจากการที่ Fund Manager จัดการลงทุน
Office to participate in a regulator sandbox in accordance with this Notification. “ executive ” means a manager, deputy manager, assistant manager, departmental director or any equivalent position called
in a regulator sandbox in accordance with this Notification. “executive” means a manager, deputy manager, assistant manager, departmental director or any equivalent position called otherwise, and shall
1 (-Translation-) Ref. No. IRS.025/2019 October 31, 2019 Subject Acquisition of Shares in Hello Bangkok LED Co, Ltd., which is an Assets Acquisition Transaction of the Company, Issuance and Offering of the Newly Issued Ordinary Shares of the Company through a Private Placement which is a Connected Transaction, Capital Reduction, Capital Increase, Entering into the Right to Sell Advertising Media Agreement which is a Connected Transaction, Appointment of the Independent Financial Advisor and Call...
Transaction on Acquisition of Assets and Determination of the 2020 Annual General Meeting of Shareholders To: Director and Manager The Stock Exchange of Thailand Enclosure 1. Information Memorandum on the
transactions to acquire and dispose of assets between the Company and/or PD and Prospect Logistics and Industrial Leasehold Real Estate Investment Trust (the “Trust”). The Trust manager is in the process of
. Maintenance of status 1. The Contacts being approved on a basis of being an executive of a securities company, mutual fund manager or private fund manager will be granted renewal of the approval if they
-incompetent person; (2) I am a person not eligible to serve as director, manager, person with managerial authority or advisor of financial institution because of the possession of prohibited characteristics