TRANSLATED VERSION As of August 27, 2014 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. 37 Notification of the Capital Market Supervisory Board No. TorThor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries _____________________________ By virtue of Section 16/6 and Section 113 of the Sec...
operators whose name appeared in the Thai Innovation list. Currently, SUTG is the only one SUTG is a registered holder of the innovation list for Municipal Solid Waste Management System for Refuse-Derived
management projects which is allocated only for operators whose name appeared in the Thai Innovation list. Currently, SUTG is the only one SUTG is a registered holder of the innovation list for Municipal Solid
, an obligor whose obligation the employee participated in rating, an originator, underwriter, or arranger with which the employee had significant dealings as part of his or her duties at the CRA, or any
deemed to have duly carried out its duties; (3) the trustee or the registrar may deny registration of any person whose holding does not comply with the ratio stipulated by the Notification of the Capital
distribution of supplementary documents for the offer for sale, the asset trustee shall distribute such documents only to persons whose characteristics and limited number have been approved. -13- Clause 33. The
same duty as bondholders’ representtive under the law of the country wherein the foreign entity is registered and such entity shall be registered in the ASEAN member countries whose capital market
securities clearing house or the central securities depository whose services are dependent with those of the securities clearing house; (3) ability to demand or enforce collateral promptly; (4) sufficient