will not be compromised. Proposed revisions are as follows: 1. In case where a company issued convertible debentures with conversion price tying to future market price of shares and subsequent decline of

public prosecutor then filed the case with the Southern Bangkok Criminal Court where only the charge against Kittipat was accepted.The Southern Bangkok Criminal Court today convicted Kittipat for violating

capital market linkages aims to lessen obstacle and increase efficiency for law enforcement where regulations applicable to foreign company approved by the SEC to offer for sale of newly issued securities

already submitted where a number of transactions had no details of either amount or price of securities. From the record, in addition, the client sometimes allowed him to make trading decision and the

revealed that ?the Capital Market Supervisory Board (CMSB) requires application and information disclosure for offshore CD offering be jointly prepared by the applicants and the SEC-approved FA save where

advance notice, if the outsourcees are: financial institutions, subsidiaries of the business operator, audit firms where the SEC-approved auditors work, the Stock Exchange of Thailand or its subsidiaries

Workshop was where the views and experience in conducting reviews on financial statements were exchanged while mutual understanding in adoption of the International Financial Reporting Standards (IFRS) was

Bangkok, April 27, 2015 ?The SEC notified AI Energy Plc. (AIE) and its parent company, Asian Insulators Plc. (AI), to cooperate with the auditors in auditing their 2014 financial statements where the

or conspired with nine other persons to manipulate the price and trading volume of UMI shares by trading such shares continuously in concealment through several trading accounts to the point where the

firm to be prohibited from business expansion. In addition, in case where an increase of investment by any person or a group of persons causes the one-third limit to be exceeded, the asset management