example, information on the list of shareholders, financial statements and sources of income of the target company, etc., is not provided. Additionally, MORE is exposed to the risk of absence of due
business operators since no legal protection is provided and there is a risk of exposure to scams and money laundering. To check the list of licensed business operators, please visit: www.sec.or.th or use
are provided as needed on a temporary basis, instead of prescribing only the general length of stay in Thailand for no longer than 90 days in each calendar year.Mrs. Pornanong Budsaratragoon, SEC
use of services of unlicensed digital asset business operators since no legal protection is provided and there is a risk of exposure to scams and money laundering. To check the list of licensed business
Responsible Investing Fund and Thailand ESG Fund, along with a handbook on good practices for managing and disclosing climate-related risks for AMCs. Additionally, training has been provided to AMCs and
; (3) An issuance and offering of high-risk debt securities must clearly include the term, "High-Risk Bond" in the name of the securities. Additionally, a warning statement must be provided to investors
According to the SEC’s findings, CoinEx platform provided services as a digital asset exchange to facilitate trading and exchange of digital assets for a fee. It also solicited and advertised
, provided that the asset appraisal report reflects significant factors and is not more than one year old.(5) Permitting the delivery of documents relating to seeking a unitholders’ resolution in an
approval to lessen burdens of the capital market auditor, provided that the knowledge, skills and quality of work are evaluated by SEC on a regular basis.In addition, TDRI has presented the draft proposal
investment products that are suitable for them. Moreover, convenience will be provided to investors, such as contacting an oversea business operator and foreign currency exchange and transferring for the