policy and plan Describe the policy, operating framework and organizational risk management plan to demonstrate that the Company inspects, monitors and assesses the risks affecting the achievement of the

investor remediation fund for illegal activities in violation of the securities laws;             (7)  Monitoring and Assessing Systemic Risks in a timely manner: To develop database and enhance

operations. Disclaimer Some statements made in this material are forward- looking statements with the relevant assumptions, which are subject to various risks and uncertainties. These include statements with

. However, the pace of expansion is expected to ease if downside risks, such as the continuing U.S. and China trade dispute, materialize. In addition, Thailand is scheduled to hold elections on 24th of March

material are forward-looking statements with the relevant assumptions, which are subject to various risks and uncertainties. These include statements with respect to our corporate plans, strategies and

to various risks and uncertainties. These include statements with respect to our corporate plans, strategies and beliefs and other statements that are not historical facts. These statements can be

- looking statements with the relevant assumptions, which are subject to various risks and uncertainties. These include statements with respect to our corporate plans, strategies and beliefs and other

, risks may be posed to the securities companies in relation to the temporary freeze or seizure of assets. Moreover, under such legislations, securities companies are required to conduct know-your-customer

laundering legislations may use securities transactions to launder illegal proceeds, risks may be posed to the securities companies in relation to the temporary freeze or seizure of assets. Moreover, under

possible that those committing predicate offences under anti-money laundering legislations may use securities transactions to launder illegal proceeds, risks may be posed to the securities companies in