of fund prospectus reading, and (3) promoting the use of an interactive channel, if appropriate, such as app-based information service to better suit investors? digital lifestyles.The consultation
SEC Check First app.
complaint system and making it available 24/7 as well as developing an investor protection search tool - SEC Check First App - to enable investors to check companies providing products or services in the
business operator in the category of derivatives broker, derivatives dealer and derivatives advisor shall submit an application for registration in the form 16-4 and documentary evidence annexed to this
operator in the category of derivatives broker, derivatives dealer and derivatives advisor shall submit an application for registration in the form 16-4 and documentary evidence annexed to this Notification
company stated in sub clause (1). Clause 5 The company as mentioned in Clause 4, shall submit the application form attached to this Notification to the SEC Office together with the relevant evidentiary
intends to share the branch manager with other full-service branch offices such securities company shall submit the application together with document evidence showing the details of management plan and
offices such securities company shall submit the application together with document evidence showing the details of management plan and supervision of the operation of the full-service branch offices
Supervisory Board 57/2552 03/08/2009 01/09/2009 6. Notification of the Office of the Securities and Exchange Commission SorNor. 33/2547 Re: Application Form for Approval of Private Fund Custodian and