in the Civil Court to seek an imposition of civil sanction with the maximum applicable statutory penalties, which shall not be lower than the civil sanction specified by the CSC. In all cases, the

consent to the sanctions, the SEC will submit the cases in writing to the public prosecutor for filing a lawsuit in the Civil Court to seek the maximum applicable civil sanctions, which must not be lower

lawsuit in the Civil Court to seek an imposition of civil sanction with the maximum applicable statutory penalties, which shall not be lower than the civil sanction specified by the CSC. In all cases, civil

the event that any offenders refuse to consent, the SEC will submit the cases in writing to the public prosecutor for filing a lawsuit in the Civil Court to seek the maximum applicable civil sanctions

2022) and considered that related applicable rules for proper and consistent practices of DA operators should be put in place. A public hearing on the proposed draft regulation was held during 4 July-3

provision.However, the draft guidelines will be effective and applicable to the aforementioned business operators only if approval from SEC has been obtained. SEC is, therefore, seeking comments from the business

those 13 offenders in the Civil Court for imposition of the applicable statutory maximum penalties, based upon the details of individual case of manipulated shares, which collectively comprise a fine

liquid capital rule applicable to securities company for the purpose of ensuring confidence in trading system. The rationale for the new requirement is that obligation to make delivery of or payment

-General said that under the primary listing regulations, the supervision on foreign companies? public offerings of shares in Thailand will be in line with those applicable to Thai companies while certain

Communications with relevant persons (7) Division 7 Cross-border communication (8) Division 8 Companies shall test and assess the BCP (Training, Exercising and Auditing) (9) Division 9 Examples of emergency