e-service Online Submission Others (Securities Business) >> Type Title Section See document Status Notified Date Effective Date 1. Notification of the Office of the Securities and Exchange
/2012 8. Notification of the Office of the Securities and Exchange Commission SorNor. 1/2548 Rules for the Exercise of Funds Voting Rights at the Shareholders Meeting by the Management Company and
e-service Online Submission Others (Securities Business) >> Type Title Section See document Status Notified Date Effective Date 1. Notification of the Office of the Securities and Exchange
e-service Online Submission Others (Securities Business) >> Type Title Section See document Status Notified Date Effective Date 1. Notification of the Office of the Securities and Exchange
e-service Online Submission Others (Securities Business) >> Type Title Section See document Status Notified Date Effective Date 1. Notification of the Office of the Securities and Exchange
Offices of Intermediaries 26/06/2013 16/07/2013 Report/Form (Notification of Securities and Exchange Commission) Form 92-2 / 18-2 Application for Establishment of Branch Office or Conversion of Online
Offices of Intermediaries 26/06/2013 16/07/2013 Report/Form (Notification of Securities and Exchange Commission) Form 92-2 / 18-2 Application for Establishment of Branch Office or Conversion of Online
Offices of Intermediaries 26/06/2013 16/07/2013 Report/Form (Notification of Securities and Exchange Commission) Form 92-2 / 18-2 Application for Establishment of Branch Office or Conversion of Online
translation is strictly for reference. Notification of the Office of the Securities and Exchange Commission No. Sor Jor. 63/2559 Re: Reporting of Information Disclosure of Debt Securities Issuers After Offer
procedures; “ derivatives business operator reporting system ” means an electronic data interchange provided by the SEC Office for filing reports with the SEC Office. Clause 2 A derivatives business operator