; - a bar from serving as a director or executive in a securities issuing company between 28/04/2025 and 27/08/2027 - a bar from serving as a director or
/2027 - a bar from serving as a director or executive in a securities issuing company between 29/08/2026 and 28/12/2028 - a bar from
monetary penalty of 12,923,481.50 Baht - a bar from serving as a director or executive in a securities issuing company between 30/11/2020 and 29/11/2021
in a securities issuing company between 09/11/2020 and 08/11/2021 - a bar from serving as a director or executive in a securities company between 09/11/2020 and 08/11
an application using the Form 35-W attached hereto together with [one set of] the followings supporting documents: (1) details of warrants; (2) details of the issuing company; (3) other documents and
, Kannida, Pakkawan and Kanchanarath, are prohibited from trading securities or derivatives for a period of 30 months each and are barred from serving as director or executive in any securities issuing
issuing company or securities company for 67 months, while Sirivat is prohibited from trading securities or derivatives for 28 months, and from serving as director or executive of any securities issuing
of securities issuing companies or securities companies for a period of 12 months each. The second incident: Four offenders, having personal or business relationships directly or indirectly through
transactions; (b) presenting capital market products or services suitable for clients based on the results of the clients’ suitability test and recommended asset allocation; (c) distributing documents for