According to case referrals from the Stock Exchange of Thailand (SET) and the SEC’s further investigation, it was revealed that during the months of January – March 2017, the nine individuals

Surapol was deemed a contravention of Section 242(1) in conjunction with Section 243(2) of the Securities and Exchange Act B.E. 2535 (1992) (SEA). These individuals are subject to the penalties under

the SEC, in the same manner as SRI Fund**.   The government recognizes the importance of savings and investments for individuals to build their long-term financial well-being. These tax benefits

listed companies throughout the period of the legal proceedings, starting from the filing date of the criminal complaint against the individuals with the DSI*. Filing a criminal complaint by the SEC is

: Given over 2,000 million Facebook users worldwide, Libra will likely bring broader impacts. Cross-border fund transfer among individuals will be more efficient and be made instantly, similar to sticker

institutions but participation of other legal entities and individuals will be allowed. Training, examination and registration related to providing of the service will be arranged. In this juncture, the SEC

work with them in implementing the proposals on a phased basis, starting with investment consultants, research analysts and individuals who are licensed to carry out fund management activities. The ACMF

individuals are banned from engaging in or associating with any securities or derivatives business firm and their registrations with the SEC as securities business personnel have been revoked.  The findings in

stability. Considering that lack of skill and awareness in financial management has been found in individuals at all levels, collaboration to elevate financial knowledge is needed from all sectors to

five individuals committed offenses related to insider trading in TKN shares using undisclosed information they knew or possessed that positively affected TKN’s share price—specifically, TKN’s Q3/2022