No. TorLorThor. 3/2555 re: Approval for Personnel of Business Operators to Perform Duties of Analyzing Investment and Giving Investment Advice dated January 18, 2012 and Clause 23(3) of the

operators and disseminate information on benefits of the Thai capital market to be seen as a source for fund raising which is not less important and attractive than loans from financial institutions. This

unlicensed digital asset businesses. The list of such operators is available on the Investor Alert section of the SEC’s website at https://market.sec.or.th/public/idisc/th/InvestorAlert. Furthermore

Regulations - PVD Act Ministerial Notifications Regulatory Summaries Fundraising Market Professionals Financial reporting and audit oversight Mutual Fund Cross-border Offering of Funds Business Operators

strengthen the protection of personal data in Thailand more efficiently for the benefits of the public sector as the owners of personal data while preventing excessive burdens on business operators under

fund managers responsible for investment management and custody arrangements. This initiative also aims to enhance the capabilities of Thai business operators and support the further development of a

Qualifying CIS Operator (as per Appendix I of the Handbook for CIS Operators of ASEAN CISs) [ ] 3* ASEAN CIS Application Form (as per Appendix II of the Handbook for CIS Operators of ASEAN CISs) [ ] 4

to a Qualifying CIS Operator (as per Appendix I of the Handbook for CIS Operators of ASEAN CISs) [ ] 3* ASEAN CIS Application Form (as per Appendix II of the Handbook for CIS Operators of ASEAN CISs

privileges to attract business operators nationwide, especially for those who missed the first Project. The application period will last until May 31, 2013.After the success of the first ?Pride of the

agencies. Accordingly, the SEC has enhanced five key measures, including actions implemented through both securities companies and digital asset business operators, to more effectively curb illicit funds