securities company has prescribed securities company to have efficient internal control system, adequate securities system that is adequate for preventing unauthorized person to know or amend information
securities company to have efficient internal control system, adequate securities system that is adequate for preventing unauthorized person to know or amend information concerning operation of securities
plan or operation was not approved by the regulator of such financial institution or the Committee of the Financial Sector Restructuring Authority, or subject to an order to amend the financial loss
related to selling, repurchasing and redeeming units of foreign collective investment scheme under this Notification, the SEC Office may order the securities company to amend, act or omit to act in any way
and surveillance of AEC's core work systems and failed to amend and rectify even though they had been informed of the company's inspection results and reports from the back office regarding clients
executive officer in charge of front office, had generally neglected supervision and surveillance of AEC?s core work systems and failed to amend and rectify even though they had been informed of the company?s
Date), as well as the Board of Directors, and/or the President, and/or any person appointed by the Board of Directors and/or the President, who shall be authorised to amend or change the date to record
authorized to amend or change the date to record the names of the shareholders who are entitled to attend the Extraordinary General Meeting of Shareholders No. 1/2019, including to amend or change the date