separately. T - 90 T+ 3 business days T 10 9. Where any person transacts a number of acquisitions and dispositions of the same securities on any single day, the net result of such transactions shall be
derivatives exchange shall notify the derivatives clearing house of relevant trading transactions rapidly upon execution of such transactions. Clause 8 A derivatives exchange shall establish sufficient measures
Business regarding the prevention and management of conflicts of interest to be in the same manner with respect to the following matters: (1) Excessive Transactions for Clients shall be in accordance with
prevention and management of conflicts of interest to be in the same manner with respect to the following matters: (1) Excessive Transactions for Clients shall be in accordance with Chapter 1; (2) Additional
. 20/2551 Re: Rules on Entering into Material Transactions Deemed as Acquisition or Disposal of Assets dated 31 August 2008, and the Notification of the Board of Governors of the Stock Exchange of
: Rules on Entering into Material Transactions Deemed as Acquisition or Disposal of Assets dated 31 August 2008, and the Notification of the Board of Governors of the Stock Exchange of Thailand Re
connected transaction under the Notification of the Capital Market Supervisory Board No. TorChor. 21/2551, RE: Rules for making connected transactions, dated on 31 August 2008, and its amendments, and under
transactions have a maximum size in aggregate of 35.66 percent according to the calculation by the size of the total value of the consideration paid, (including transaction which takes place for 6 months earlier
therefore a connected person under the Notification of the Capital Market Supervisory Board No. TorChor. 21/2551 regarding the rules on connected transactions ( as amended) and the Notification of The Stock
the trading transactions of securities brokerage licensees who are not members of the Stock Exchange; (b) the trading value of debt securities. (2) the license fee for non-members of the Stock Exchange