and underwriters whose licenses are limited to investment units (LBDU operators). Under the proposal, the capital requirements imposed on those business operators will better reflect operational risk

the business?s revenue or expenses to reflect the operational risk better that flat rate requirements. The consultation paper is available until January 27, 2014. The consultation paper is available on

of business contingency management, IT security, operational outsourcing and complaint handling. In addition, all but future exchange would be required to comply with new rules on organizational

Center (PCT). The meeting discussed the operational approaches of the Anti‑Cyber Scam Center in addressing mule accounts, including cases involving the use of securities companies to channel or transfer

guidelines for controlling and examining client?s information and transactions. In 2007-2011, the SEC conducted inspection on operational procedures of securities company, asset management company, and

group, in order to set up two joint ventures both in Thailand and Indonesia, which expected to become operational by mid-2018.  On 18 January 2018, the Company has entered into an agreement to acquire 65

offer the NRI CIS to non-retail investors in Thailand. In this regard, I/We have completed the application form and enclosed all relevant documents in support of this application (if applicable). Part A

Thani" has been operated as home-delivery service only. Since the beginning of 2020, the Company has started the “Organizational Transformation” project which emphasizes on increasing operational

following matters: 1.1 Vision, objectives, goals and operational strategies Provide as much information as deemed appropriate on the vision, objectives, goals and operational strategies of the Company or the

areas such as Digital and Business Continuity to provide best in class support to our business segments. Our recent leadership re-organization, 16 distinct business verticals within 3 business segments