submitted the client?s securities trading orders via the internet from the IP address of Krungsri Securities for a certain period of time. Wasana admitted and explained that her client was not keen on

Krungsri Securities for a certain period of time. {C} admitted and explained that her client was not keen on investment and asked her to take care of the trading account.{D} failed to perform her duty in

trading decision and informed the client afterward. Examination on records of investment advice, trade order instructions and confirmations indicated that the client's instruction was unclear as certain

submission of a request to increase credit line only five days after trading of securities. A number of trading orders were sent with high volumes during a certain period of time without sources of the orders

par value of 10.00 Baht. The total value 130,000,000 Baht, paid – up as 101,625,000 Baht. Separate into  100,000 ordinary shares has fully - paid of 10 Baht per share, totally in 1,000,000 Baht

statements included the accounts of the Company and its subsidiaries which the operation of subsidiaries have not yet significant, the Management Discussion and Analysis have been submitted based on separate

statements Financial Statement, in which the equity method is applied Separate Financial Statement Changes (separate financial statement) 30-See.19 30-Sep-18 30-Sep-19 30-Sep-1 8 (Million Baht) Yo Revenue from

. Right to erasure: You have the right to request the SEC Office erase your data for certain reasons. Right to restriction of processing: You have the right to restrict the use of your personal data for

including real estate equities, infrastructure equities, multi- strategy real asset solutions and real asset debt. PSG manages separate accounts, registered funds and opportunistic strategies for

and the disclosure of information concerning certain products in the capital market to its clients shall comply with this Chapter. Clause 23 An intermediary shall monitor and supervise its personnel