means the records of investors’ assets under custody of the business operators must be accurate, complete and updated while the assets must be properly protected from relevant risks. Therefore, the SEC
offering and to strengthen proper investor protection mechanisms. Pursuant to the amended regulations, investors’ rights will be protected fairly according to the characteristics, forms and risks of the
securities and derivatives business. Accordingly, investors will be protected in that their investment money will be segregated from that of the business operators while investments will be handled and
response to reduction of protected deposit amount by the Deposit Protection Agency and to provide more investment alternatives for the fund by allowing investment in sukuk and Islamic deposit. 1. Revisions
amount of THB 94 million, interest rate at 12.5% per annum, with maturity date on 15 November 2017. This financial assistance is to assist GSTEL on their operation business and temporary working capital
Handbook in Thai version. The handbook will not only assist investment professionals in having a guidance for disclosing ESG information for investment products that are in line with the SEC regulations
sectors so as to gradually reduce greenhouse gas emission to zero or near zero in the future. Businesses can use Taxonomy to assist them when preparing such transition plans. Further, SEC Thailand
consult the auditor before conducting review in depth. Nonetheless, there was no indication that the audit committee failed to perform the duties to assist the wrongdoing of TUCC executives. The SEC
unlicensed DA business operators; otherwise, they will not be legally protected and will be at risk of being scammed, as well as facing money laundering risks. The list of licensed business operators is