) dated 9 February 2017 (effective on 16 February 2017). 5 Chapter 2 Conduct of Business as a Professional _____________________________ Clause 7 An intermediary shall at least comply with the following

following characteristics: 1. Being a professional in asset appraisal whose work is widely recognized in the jurisdiction wherein such asset is located; 2. Being a person whose work standard and asset

their duties as a trustworthy professional [i] with due care and loyalty for the best interest of the unitholders as a whole, and [ii] in accordance with the trust instrument, relevant laws and commitment

granted for a limited term and renewal of such approval shall be considered by the SEC Office on the basis of investor contacts’ professional skills and knowledge, the SEC Office has issued guidelines for

limited term and renewal of such approval shall be considered by the SEC Office on the basis of investor contacts’ professional skills and knowledge, the SEC Office has issued guidelines for renewal of

for investor contacts shall be granted for a limited term and renewal of such approval shall be considered by the SEC Office on the basis of investor contacts’ professional skills and knowledge, the SEC

refresher ไดท่ี้ https://www.set.or.th/professional/Download/licence/ic_ex/publice_training.html 2. ด ารงสถานภาพ * เป็นผูจ้ดัการกองทุน (FM) /ผูจ้ดัการลงทุนในสัญญาซ้ือขายล่วงหนา้ (DF) * เป็นผูจ้ดัการ (MD) ของบ

2,788 Professional fee 11,035 15,177 (4,142) Rental and service fee 2,426 2,782 (356) Depreciation and amortisation expenses 16,390 13,127 3,263 Others 9,548 9,069 479 Total 54,765 52,733 2,032

โมง สามารถดูรายช่ือสถาบนัจดัอบรมหลกัสูตร refresher ไดท่ี้ https://www.set.or.th/th/education-research/education/professional/training/public-training-provider 2. ด ารงสถานภาพ * เป็นผูจ้ดัการกองทุน (FM

life insurance; (c) any other financial institution as prescribed by the SEC Office; (3) “professional code of ethics” means: (a) professional code of ethics established by the Federation of Accounting