the key issues include competent personnel, professional code of conduct, effective risk management and sound financial condition.? ?Take client acceptance process, for example. It must cover the know
with professional standards and code of ethics; not allowing any acts in the manners that taking advantage of clients and investing public.? Information contained in this news release is as of the
failure to keep complete record of the securities trading orders were deemed as failure to perform the duties with due care and professional competence under the Notifications of Capital Market Supervisory
seller were deemed as failure to perform duties with honesty and to adhere to the professional ethics and standard of conducts for the capital market personnel. The said actions were in violation of Clause
. They must render services and perform duties honestly in compliance with professional standards and codes of conduct. On the other end, investors themselves must strictly abide by trading regulations
Company’s Annual General Meeting of Shareholders for Year 2018 for approval in respect of the allocation of profit from unappropriated retained earnings for dividend payment for the second-half-year
accordance with a resolution of the meeting of the unitholders which authorizes the REIT manager to determine the issuance and allocation of units each time as appropriate, for instance, the determination of
allocation together with manage a cashflow adequacy to operate business during this circumstance. Due to the extremely fluctuation of stock market in recent times, CPN Retail Growth Leasehold REIT (CPNREIT
Company also has the policy of efficiency management in terms of maximizing cost saving and resource allocation together with manage a cashflow adequacy to operate business during this circumstance. The