) suspend or revoke the approval, subject to the provisions under Chapter 3; (3) prescribe a time period or conditions for accepting a subsequent application for approval of such person, provided that such
, and order the CIS operator to suspend the offer for sale of units of foreign collective investment scheme until explanation has been made or amendment has been rectified. In case where the CIS operator
Notification, the SEC Office may order such management company to rectify, operate or omit from any acts in order to comply with the rules as prescribed in this Notification, or suspend the approval for
Notification, or suspend the approval for appointment of representatives for a specified period or conditions, or revoke the approval thereof. Chapter 4 Transitional Provisions and Effective Date of Notification
such management company to rectify, operate or omit from any acts in order to comply with the rules as prescribed in this Notification, or suspend the approval for appointment of representatives for a
) the administrative sanction to restrict or suspend business undertaking or revoke licenses, registration or approval shall be imposed on the violation or non-compliance with any of the following
. Clause 26 A mutual fund management company shall suspend selling of investment units or acceptance of purchase orders for investment units during the period of time when the company finds a redemption
specified period, and order the foreign company to suspend the approved offer for sale of securities until clarification or correction has been made; (2) order the approved person to cease the offer for sale