Bangkok, June 17, 2013 ? The SEC has reintroduced mobile application ?start-to-invest?, providing more information on new products, inflation-adjusted investment calculator and business operator
mutual fund under Thai securities law although utilizing different forms of instruments such as shares or trust certificates. Eligible CIS must be managed by CIS operator subject to supervision of ASEAN
Office of the Securities and Exchange Commission Guidelines for Application and Approval for Appointment of Person to be Director and Executive of Derivatives Business Operator B.E. 2553 (2010) 01/02
Derivatives Business Operator B.E. 2553 (2010) 01/02/2010 01/02/2010 8. Notification of the Office of the Securities and Exchange Commission SorThor 50/2549 Rules on Waiver for Appointment of Independent
a Derivatives Business Operator _________ Whereas Section 24 of the Derivatives Act B.E. 2546 (2003) and Clause 2 of the Notification of the Securities and Exchange Commission No. KorThor/Nor/Khor. 37
Operator _________ Whereas Section 24 of the Derivatives Act B.E. 2546 (2003) and Clause 2 of the Notification of the Securities and Exchange Commission No. KorThor/Nor/Khor. 37/2548 Re: Qualifications and
of an Executive of a Derivatives Business Operator _________ Whereas Section 24 of the Derivatives Act B.E. 2546 (2003) and Clause 2 of the Notification of the Securities and Exchange Commission No
the contract (physical delivery), or a party may make cash settlement where the cash difference between the exercise price and the market value or price of the underlying asset or variable at a time or
ของ WFE (3) ตองจัดตั้งและจัดการโดยบริษัท (“CIS operator”) ที่ไดรับใบอนุญาต ประกอบธุรกจิหลักทรัพยจากหนวยงานกาํกับดูแลหลักที่เปนสมาชิกของ IOSCO โดยยังคงดําเนนิธุรกิจ หลักทรัพยในตางประเทศนัน้และไม
0 2204 2616 191/43 CTI Tower 21st Floor, Ratchadapisek Road, Klongtoey Subdistrict, Klongtoey District, Bangkok, 10110 Tel. 0 2204 2601 Fax. 0 2204 2616 2. Investment in the power operator business in