in part of disclosure of financial condition and operational result, corporate governance and business takeover will be relaxed. Such foreign company will, however, be required to comply with foreign
} Company did not put in place the operational system in accordance with professional standards. The SEC therefore imposed one year suspension on the approval granted to {X1} Company as the financial advisor
Q1/2012 operational result with 67.14 million baht net profit. Later, during August 8 ? September 13, 2012, he purchased CMO shares through another person?s trading account based on the information
for enhancing operational efficiency under the ?SEC Centerpoint? Knowledge Management Project. The project has allowed the SEC staff to learn, exchange, and apply the knowledge acquired from work
The action follows the revocation of Renaissance FMC’s securities business and derivatives business licenses due to conduct demonstrating a lack of credibility, operational readiness, and serious
statements to show inaccurate financial condition and operational results in order to mislead the public; in contravention of and shall be liable to the penalty under Sections 312 and 315 of the Securities and
as metal scrap. This resulted in AMAC’s 2008 and 2009 financial statements to show inaccurate financial condition and operational results in order to mislead the public; in contravention of and shall
Limited (“Company”) entered into an agreement with WHA Hemaraj Nghe An Joint Stock Company (“WHA Hemaraj Nghe An JSC”), an indirect subsidiary of WHA Industrial Development Public Company Limited (The
Harn Engineering Solutions Public Company Limited (“The Company”) in the meeting 6/2019 on Wednesday 13 November 2019 has approved the company to enter into lease agreement for office building, futsal
การก าหนดให้ด ารงเงินกองทุนเพื่อรองรับ operational risk ของ บลจ. ผู้แสดงควำมคิดเห็นไม่เห็นด้วยกับกำรก ำหนดขนำดของเงินกองทุนเพื่อรองรับ operational risk ที่ 0.01%*NAV เน่ืองจำกไม่เป็นกำรสร้ำง incentive