· Checklists https://www.sec.or.th/EN/Documents/Auditor/documentation.doc Section 96 of the following manners, for which the SEC shall specify the paid-up registered capital of at least one hundred million baht

, for which the SEC shall specify the paid-up registered capital of at least one hundred million baht: (1) Keeping the client’s assets in its possession ; (2) Investing in or https://publish.sec.or.th/nrs

introduces rules for operating digital asset businesses SEC Secretary-General Rapee Sucharitkul said that SEC has issued the notification relating to business operations of digital asset business operators

operators to continue using qualified subordinated debt as previously defined without exceeding the shareholders' equity, for up to one year for liabilities recognized before the effective date of the new

GLH had issued loans to four registered companies in Cyprus and another one in Singapore, in the total amount of approximately US$54 million dollars with Mr. Konoshita as the controller and the ultimate

 {A} and {B} were deemed a failure to perform duties with responsibility and deliberation as a professional in contravention of the Notification of the Capital Market Supervisory Board*.The SEC has

SEC found from conversation records that {A} had obtained authorizations to make trading decisions for the clients. {A}'s actions are deemed in violation of Clause 20(2) and (3) of the Notification of

for reference. Notification of the Capital Market Supervisory Board No. Tor Jor. 14/2558 Re: Provisions relating to Offer for Sale of Securities Issued by Foreign Company Whose Shares Have Been Traded

th FLOOR) RAMA IV ROAD, THUNGMAHAMEK, SATHORN, BANGKOK 10120, THAILAND Bangkok 10120 TEL. 02-679-7357 (6 LINES) FAX. 02-285-6642 Bangkok 10120 No. NYS 027/2018 22 May 2018 Subject: Notification of the

Area 1-1-62Rai (562Wa2) 3. Relationship : NIL 4. Offer Price per Sq. Wa : 350,000 Baht/Wa2 5. Total Offer Value : 196,700,000 Baht 6. Obligation : NIL 7. Payment : One-time payment will be done on the