may order such securities company to correct, act or omit any act so as to comply with this Notification. Notified this 26th Day of September 2000. Tarrin Nimmanahaeminda (Mr. Tarrin Nimmanahaeminda
securities broker or in securities dealing, the Office may order such securities company to correct, act or omit any act so as to comply with this Notification. Notified this 26th Day of September 2000. Tarrin
instruments and investment units; “Securities company” means a company licensed to undertake securities business in the category of securities brokerage or securities dealing excluding a person licensed to
Notification: (1) “ representative ” means a person appointed by a management company as an agent for selling investment units or receiving requisition of investment unit redemption, and in case the management
) “ representative ” means a person appointed by a management company as an agent for selling investment units or receiving requisition of investment unit redemption, and in case the management company is a private
funds; “ management company ” means a mutual fund management company or a private fund management company, as the case may be; “ mutual fund management company ” means a securities company licensed to
provident fund under the law governing provident funds; “management company” means a mutual fund management company or a private fund management company, as the case may be; “mutual fund management company
the same meaning as defined in the Notification of the Capital Market Supervisory Board governing qualifications and prohibited characteristics of directors and executives of securities company. (2
meaning as defined in the Notification of the Capital Market Supervisory Board governing qualifications and prohibited characteristics of directors and executives of securities company. (2) “Property Fund