supervision and may pose a risk of scams. Concurrently, event organizers should exercise caution when allowing unlicensed business operators to set up exhibition booths, as this may inadvertently facilitate
Decree on Digital Asset Businesses. “The SEC therefore urges the public and digital asset investors to exercise discretion with regard to trading and exchanging digital assets as well as depository
unlicensed business operators at the exhibition. Failure to cooperate could lead to being considered as a supporter to commission of offenses. Concurrently, the SEC urges the public and investors to exercise
of lawsuit filed and prosecuted by the plaintiff who collectively represents a group of people who suffer damage from the same causes and wish to exercise legal right to protect own rights. For more
the case of Thai national holiday, selling agent may exercise own discretion whether to trade investment units providing that the service information must be disclosed to investors in advance. In
, liability of listed company will rise.??Investment analysts must adhere to professional standards and exercise due care when giving advice or opinion with impact on investment decision. Their opinion should
advisor supervisors failed to exercise due care in reviewing the information thoroughly which may mislead investors into believing the company continued to expand the business capable of generating
ID document requirements to other matters such as exercise of right offering or share warrants,? she added.
support illegal activities. If any violations are found, the SEC will take legal action accordingly. The public and investors are strongly advised to exercise caution when using services from unlicensed
กิจกรรมฝึกซ้อมรับมือภัยไซเบอร์สำหรับผู้ประกอบธุรกิจในภาคตลาดทุน ประจำปี 2568 (Capital Market Cyber Exercise) ซึ่งจัดต่อเนื่องเป็นครั้งที่ 7 โดยได้รับการสนับสนุนงบประมาณจากกองทุนส่งเสริมการพัฒนาตลาดทุน (CMDF